Stephen C Anderson
Investment adviser representative at RBC Capital Markets, LLC
8 yearsExperience
2 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
8 years in the industry.
- RBC Capital Markets, LLCNov 2023 to now
- Cetera Advisor Networks LLCAug 2023 to Nov 2023
- Cetera Investment Advisers LLCAug 2023 to Nov 2023
- Shoemaker FinancialDec 2016 to Nov 2023
- Minnesota Life Insurance CoDec 2016 to Aug 2023
- Securian Financial Services IncDec 2016 to Aug 2023
- Raymond James & AssociatesJan 2015 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 65 · Uniform Investment Adviser Law2008
State registrations
Registered as an investment adviser representative in 2 states (TN, TX).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5103969
- Firm CRD
- 31194