Forest Busby
Investment adviser representative at Spc
14 yearsExperience
1 stateRegistered in
$6.1BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- SpcMar 2026 to now
- Sigma Financial CorporationMar 2026 to now
- Sigma Planning CorporationMar 2026 to now
- Raymond James Financial Services Advisors, Inc.Oct 2017 to Mar 2026
- Raymond James Financial Services, IncOct 2017 to Mar 2026
- Woodforest Financial ServicesOct 2017 to Mar 2026
- J.P. Morgan Securities LLCOct 2012 to Oct 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 1 state (TX).
Spc
Legal name: Sigma Planning Corporation
$6.1BAssets managed
30,916Clients
474Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5103651
- Firm CRD
- 110692