Richard Joshua Whitelock
Investment adviser representative at Raymond James Financial Services Advisors, Inc
14 yearsExperience
1 stateRegistered in
$390BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Raymond James Financial Services Advisors, Inc.Sep 2024 to now
- Raymond James Financial Services, Inc.Sep 2024 to now
- M Holdings Securities, Inc.May 2023 to Sep 2024
- Massmutual Life Insurance CoApr 2019 to Jun 2023
- MML Investors Services, LLCApr 2019 to Jun 2023
- Nylife Securities LLCDec 2012 to Apr 2019
- New York Life Insurance CoNov 2012 to Apr 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (PA).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5103588
- Firm CRD
- 149018