Carl Joseph Hassett
Investment adviser representative at Santander Securities
14 yearsExperience
1 stateRegistered in
$3.1BFirm assets
27 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
14 years in the industry.
- Santander Securities, LLCSep 2023 to now
- Santander Bank, NASep 2023 to now
- UnemployedJun 2023 to Sep 2023
- Santander Bank, NAJul 2019 to Jun 2023
- Santander Securities, LLCJul 2019 to Jun 2023
- Backpackersunion.comJul 2012 to Jul 2019
Exams passed
- Series 65 · Uniform Investment Adviser Law2007
- Series 63 · Uniform Securities Agent State Law2019
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (MA).
Santander Securities
Legal name: Santander Securities LLC
$3.1BAssets managed
11,124Clients
160Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5103191
- Firm CRD
- 41791