David Matthew Palumbo
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
13 yearsExperience
3 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 2020 to now
- Raymond James & Associates IncJan 2020 to Jan 2020
- Cetera AdvisorOct 2019 to Jan 2020
- UnemployedMay 2019 to Jan 2020
- Ameriprise Financial Services, Inc.Feb 2019 to May 2019
- Fidelity Personal and Workplace AdvisorsJul 2018 to Feb 2019
- Fidelity Brokerage ServicesNov 2007 to Feb 2019
Exams passed
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 3 states (IL, OH, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5100832
- Firm CRD
- 7691