Guillermo Alonzo Gastelum
Investment adviser representative at LPL Financial LLC
19 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
19 years in the industry.
- LPL Financial LLCMar 2022 to now
- BMO Bank NAMar 2022 to now
- PNC BankOct 2021 to Mar 2022
- UberJan 2020 to Mar 2022
- Bbva Securities Inc.May 2013 to Oct 2021
- Bbva Compass Insurance Agency, Inc.Dec 2007 to Oct 2021
- Bbva Compass Investment Solutions, Inc.Sep 2007 to Oct 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (AZ).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5100366
- Firm CRD
- 6413