Carolyn Vertovec
Investment adviser representative at Cetera Planning Partners
15 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$4.2BFirm assets
Are you Carolyn Vertovec? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
15 years in the industry.
- Cetera Wealth Services LLCJul 2026 to now
- Cetera Planning PartnersMar 2025 to now
- UnemployedOct 2024 to Mar 2025
- BMO Wealth ManagementApr 2024 to Oct 2024
- UBS Financial Services incNov 2021 to Apr 2024
- Pruco Securities LLCJul 2020 to Nov 2021
- The Prudential Insurance Company of AmericaJul 2020 to Nov 2021
- Not EmployedApr 2020 to Jun 2020
- Fisher InvestmentsSep 2019 to Apr 2020
- Bank of America, N.A.May 2011 to Sep 2019
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 1 state (KS).
Cetera Planning Partners
Legal name: The Retirement Planning Group, LLC
$4.2BAssets managed
4,849Clients
322Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5081034
- Firm CRD
- 129625