Suzanne Marie Funk
Investment adviser representative at Wells Fargo Advisors
21 yearsExperience
2 statesRegistered in
$671.4BFirm assets
36 yearsFirm in business
Are you Suzanne Marie Funk? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
21 years in the industry.
- Wells Fargo Clearing Services, LLC.Jan 2021 to now
- TD AmeritradeJul 2020 to Jan 2021
- Wells Fargo Clearing Services LLCMay 2019 to Jul 2020
- Bank of America, N.A.Jun 2018 to May 2019
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2018 to May 2019
- UnemployedMar 2018 to Jun 2018
- Scottrade, Inc.Dec 2005 to Mar 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2009
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 2 states (NJ, NY).
Wells Fargo Advisors
Legal name: Wells Fargo Clearing Services, LLC
$671.4BAssets managed
1,324,168Clients
14,661Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5080800
- Firm CRD
- 19616