Lisa Ann Geyen
Investment adviser representative at Dougherty & Associates Financial Advisors, Inc.
15 yearsExperience
1 stateRegistered in
$382.9MFirm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
15 years in the industry.
- Dougherty & Associates Financial Advisors, Inc.Jun 2020 to now
- Independent Financial GroupJan 2020 to now
- RetiredJan 2019 to Dec 2019
- Dougherty & Associates Financial Advisors, Inc.Jul 2012 to Dec 2018
- Independent Financial GroupFeb 2011 to Dec 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2008
- Series 65 · Uniform Investment Adviser Law2008
State registrations
Registered as an investment adviser representative in 1 state (MN).
Dougherty & Associates Financial Advisors, Inc.
$382.9MAssets managed
1,069Clients
5Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5079216
- Firm CRD
- 165145