Sean W Summers
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
7 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
7 years in the industry.
- Bank of America N.A.Aug 2023 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2023 to now
- Cetera Investment Advisers LLCJun 2023 to Jul 2023
- Martin EquipmentNov 2022 to Jun 2023
- UberOct 2022 to Jul 2023
- Trader Joe'sMar 2022 to Oct 2022
- Entertainment PartnersJun 2021 to Jun 2023
- Cetera Advisor Networks LLCDec 2020 to Jul 2023
- Private TutorJul 2020 to Jun 2023
- Vivint SolarFeb 2020 to Jun 2020
- Gep CencastSep 2018 to Jan 2020
- Deluxe MediaSep 2017 to Aug 2018
- Gep CencastJan 2017 to Aug 2017
- Stockton 12 HondaNov 2016 to Dec 2016
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5078257
- Firm CRD
- 7691