Michal B Caro
Investment adviser representative at Cetera Investment Advisers LLC
12 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$256.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Cetera Investment Advisers LLCAug 2026 to now
- Cetera Wealth Services, LLCAug 2026 to now
- Rebecca Van Diest LLCDec 2025 to now
- Lighthouse Financial Planners and Advisors LLCApr 2024 to now
- LPL Financial LLCApr 2024 to Aug 2026
- Sierra Ridge Wealth ManagementJun 2020 to Apr 2024
- Cetera Investment Advisers LLCSep 2019 to Jun 2020
- Cetera Investment Services LLCSep 2019 to Jun 2020
- Rogue Credit UnionSep 2019 to Jun 2020
- Castle Rock Wealth Management LLCMay 2019 to Aug 2019
- Private Client ServicesMay 2019 to Aug 2019
- Rogue Investment ServicesFeb 2014 to May 2019
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 2 states (OR, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5077332
- Firm CRD
- 105644