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Linda Marie Richards

Investment adviser representative at Oppenheimer & Co. Inc.
21 yearsExperience
1 stateRegistered in
$36.7BFirm assets
71 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feeCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting

Experience

21 years in the industry.

  1. Oppenheimer & Co. Inc.Jul 2022 to now
  2. UnemployedFeb 2022 to Jul 2022
  3. Morgan Stanley Private Bank, N.ANov 2020 to Feb 2022
  4. Morgan StanleyJul 2020 to Feb 2022
  5. Edward JonesNov 2005 to Jul 2020

Exams passed

  • Series 66 · Uniform Combined State Law2020

State registrations

Registered as an investment adviser representative in 1 state (MO).

Oppenheimer & Co. Inc.

$36.7BAssets managed
39,036Clients
1,161Advisers
71 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5075605
Firm CRD
249
Advisor's SEC record (opens in a new tab)
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