Alan Joel Schmidt
Investment adviser representative at Osaic Advisory Services, LLC
16 yearsExperience
1 stateRegistered in
$15.5BFirm assets
12 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Osaic Advisory Services, LLCApr 2025 to now
- Osaic Wealth, Inc.Jan 2024 to now
- Woodbury Financial Services IncOct 2022 to Jan 2024
- Bank of America, N.A.Sep 2019 to Oct 2022
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2019 to Oct 2022
- U.S. Bancorp Investments, Inc.Mar 2010 to Aug 2019
Exams passed
- Series 66 · Uniform Combined State Law2006
- Series 65 · Uniform Investment Adviser Law2011
State registrations
Registered as an investment adviser representative in 1 state (OK).
Osaic Advisory Services, LLC
$15.5BAssets managed
29,898Clients
348Advisers
12 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5072826
- Firm CRD
- 171070