Joanna Kim
Investment adviser representative at Ameriprise Financial Services, LLC
13 yearsExperience
4 statesRegistered in
$660.5BFirm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Ameriprise Financial Services, LLCDec 2022 to now
- Unfcu Advisors, LLCJan 2019 to Dec 2022
- United Nations Federal Credit UnionJan 2019 to Dec 2022
- Communityamerica Financial Solutions, LLCJan 2019 to Aug 2020
- Fbr Capital Markets & Co.Nov 2017 to Nov 2018
- B Riley & Co, LLCNov 2015 to Jan 2019
- B Riley Capital Management, LLCSep 2013 to Nov 2018
Exams passed
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 4 states (CT, ID, NJ, NY).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5070911
- Firm CRD
- 6363