Kevin Ray Hermis
Investment adviser representative at Rockefeller Capital Management
17 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$99.6BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
17 years in the industry.
- Rockefeller Financial LLCNov 2022 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 2020 to Nov 2022
- Baker Tilly Capital, LLCOct 2019 to Mar 2020
- Baker Tilly Financial, LLCOct 2019 to Mar 2020
- United Capital Financial Advisers, LLCAug 2018 to Oct 2019
- Mrz Financial Services, LLCOct 2017 to Aug 2018
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2009 to Oct 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 1 state (TX).
Rockefeller Capital Management
Legal name: Rockefeller Financial LLC
$99.6BAssets managed
50,292Clients
692Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5057695
- Firm CRD
- 291361