Thomas Joseph Boris
Investment adviser representative at Guardian Capital, LLC
22 yearsExperience
1 stateRegistered in
$128.1MFirm assets
1 yearFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
22 years in the industry.
- Guardian Capital, LLCJan 2012 to now
- Elder Law Offices of Shields & BorisJan 2004 to now
Exams passed
No exams in this record.
State registrations
Registered as an investment adviser representative in 1 state (PA).
Guardian Capital, LLC
$128.1MAssets managed
241Clients
4Advisers
1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5057150
- Firm CRD
- 156015