Christopher Michael Finney
Investment adviser representative at LPL Financial LLC
12 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- LPL Financial LLCMar 2018 to now
- Cetera Investment AdvisorsMar 2017 to Mar 2018
- Cetera Investment Services LccMar 2017 to Mar 2018
- First National Bank of PaMar 2017 to Mar 2018
- Securities America Advisors, Inc.Jan 2014 to Mar 2017
- Securities America, Inc.Jan 2014 to Mar 2017
- Yadkin Valley Bank and TrustJan 2014 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 65 · Uniform Investment Adviser Law2007
State registrations
Registered as an investment adviser representative in 1 state (NC).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5056519
- Firm CRD
- 6413