Karen Degro
Investment adviser representative at Herbert J. Sims Capital Management, Inc.
10 yearsExperience
2 statesRegistered in
$436.9MFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
10 years in the industry.
- Herbert J. Sims Capital Management, Inc.Sep 2023 to now
- Herbert J. Sims & Co.Sep 2023 to now
- UBS Financial Services IncFeb 2016 to now
Exams passed
- Series 66 · Uniform Combined State Law2006
- Series 65 · Uniform Investment Adviser Law2016
State registrations
Registered as an investment adviser representative in 2 states (FL, PR).
Herbert J. Sims Capital Management, Inc.
$436.9MAssets managed
350Clients
37Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5048237
- Firm CRD
- 134510