Joseph Michael Scutts
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
11 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Bank of America, N.A.Dec 2025 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2025 to now
- Jerusalem ReportJun 2025 to Sep 2025
- Edward JonesMay 2024 to May 2025
- Masterworks AdvisersNov 2023 to May 2024
- Equitable Advisors LLCSep 2023 to Nov 2023
- JPMorgan Chase Bank NAMar 2019 to Jun 2023
- Santander Securities, LLCMay 2018 to Mar 2019
- Santander Bank, NAMay 2018 to Feb 2019
- Bank of America NASep 2017 to May 2018
- Merrill LynchSep 2017 to May 2018
- Capital One Investing, LLCFeb 2017 to Aug 2017
- TD Ameritrade IncFeb 2015 to Jan 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2007
- Series 65 · Uniform Investment Adviser Law2014
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5046108
- Firm CRD
- 7691