John Michael Mueller
Investment adviser representative at Principal Asset Management
10 yearsExperience
1 stateRegistered in
$427.7BFirm assets
27 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- Principal Asset ManagementApr 2025 to now
- Principal Funds Distributor, Inc.Apr 2025 to now
- Cetera Investment Advisers LLCJul 2023 to Apr 2025
- Cetera Investment Services LLCMay 2023 to Apr 2025
- Saco & Biddeford Savings InstMay 2023 to Apr 2025
- Aca GroupJan 2023 to Apr 2023
- Nuveen Securities, LLCMar 2016 to Jan 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 66 · Uniform Combined State Law2007
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 1 state (ME).
Principal Asset Management
Legal name: Principal Global Investors, LLC
$427.7BAssets managed
8,205Clients
121Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5044902
- Firm CRD
- 109002