Nicholas Charles Pavia
Investment adviser representative at Apollon Wealth Management, LLC
20 yearsExperience
2 statesRegistered in
$11.6BFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
20 years in the industry.
- Purshe Kaplan Sterling Investments, IncJan 2025 to now
- Apollon Wealth Management, LLCNov 2024 to now
- Cetera Advisor Networks LLCAug 2023 to Nov 2024
- Cetera Investment Advisers LLCAug 2023 to Nov 2024
- Commonwealth Financial GroupJul 2006 to Nov 2024
- Minnesota Life Insurance CompanyJul 2006 to Aug 2023
- Securian Financial ServicesJul 2006 to Aug 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 65 · Uniform Investment Adviser Law2008
State registrations
Registered as an investment adviser representative in 2 states (SC, TX).
Apollon Wealth Management, LLC
$11.6BAssets managed
8,389Clients
144Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5044474
- Firm CRD
- 291902