William Thomas Brooks
Investment adviser representative at Synovus Securities, Inc.
11 yearsExperience
1 stateRegistered in
$8.4BFirm assets
43 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- Synovus Securities, Inc.Nov 2018 to now
- UnemployedSep 2018 to Nov 2018
- Triad Advisors, Inc.Jul 2017 to Sep 2018
- Watchdog Capital LLCJun 2016 to Mar 2017
- Securities Compliance ManagementJan 2015 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2005
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 1 state (GA).
Synovus Securities, Inc.
$8.4BAssets managed
12,411Clients
169Advisers
43 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5028846
- Firm CRD
- 14023