Neha B Smith
Investment adviser representative at J.P. Morgan Securities LLC
13 yearsExperience
1 stateRegistered in
$429.7BFirm assets
61 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
13 years in the industry.
- David Smith Law Firm , PllcNov 2023 to now
- J.P. Morgan Securities LLCJan 2023 to now
- JPMorgan Chase Bank NAJan 2022 to now
- JPMorgan Securities LLCJan 2022 to now
- Frost Investment ServicesJun 2017 to Jun 2017
- Frost BankFeb 2013 to Jan 2022
- Frost Brokerage ServicesFeb 2013 to Jan 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (TX).
J.P. Morgan Securities LLC
$429.7BAssets managed
1,246,646Clients
14,320Advisers
61 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5028575
- Firm CRD
- 79