Claudia Rivas
Investment adviser representative at Seacrest Wealth Management, LLC
20 yearsExperience
1 stateRegistered in
$1.5BFirm assets
18 yearsFirm in business
Are you Claudia Rivas? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
20 years in the industry.
- Seacrest Wealth Management, LLCMar 2024 to now
- J.P. Morgan Securities LLCSep 2023 to Mar 2024
- First Republic Investment Management, Inc.Nov 2022 to Sep 2023
- First Republic Securities Company, LLCNov 2022 to Sep 2023
- Bank of America, N.A.Oct 2018 to Nov 2022
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2018 to Nov 2022
- Wells Fargo Clearing Services, LLCMay 2017 to Sep 2018
- Bank of America, NANov 2009 to May 2017
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2006 to May 2017
Exams passed
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 1 state (CA).
Seacrest Wealth Management, LLC
$1.5BAssets managed
1,498Clients
35Advisers
18 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5028370
- Firm CRD
- 147092