Walter Henry Smith
Investment adviser representative at LPL Enterprise, LLC
28 yearsExperience
2 statesRegistered in
ChFC®Designation
$24.9BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
28 years in the industry.
- LPL Enterprise, LLCMay 2025 to now
- LPL FinancialApr 2025 to now
- Cavok Tax Service, LLCMar 2025 to now
- Magellan FederalMar 2025 to now
- Retiree Activities Office (rao)Jul 2022 to now
- Nylife Securities LLCOct 2022 to Apr 2025
- New York Life Insurance CompanySep 2022 to Apr 2025
- Farmers Financial SolutionsApr 2020 to Apr 2022
- Farmers InsuranceJun 2019 to Apr 2022
- Hd Vest Advisory ServicesMar 2018 to Apr 2020
- Diversified Management Solutions, IncFeb 2018 to May 2022
- Anchortotal HrMar 2016 to Jan 2017
- Chrysalis4wealth, Inc.Oct 2015 to Apr 2020
- Hd Vest Insurance Agency, LLCOct 2015 to Apr 2020
- Hd Vest Investment ServicesOct 2015 to Apr 2020
- Wh Smith and AssociatesSep 2006 to Oct 2022
- Department of Commerce/nwsMay 1998 to May 2022
Designations
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law2005
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 2 states (AZ, TX).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5024604
- Firm CRD
- 8733