Erika James
Investment adviser representative at Foundations Investment Advisors LLC
24 yearsExperience
2 statesRegistered in
$10.1BFirm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
24 years in the industry.
- Foundations Investment Advisors, LLCMar 2017 to now
- Midland NationalJan 2004 to now
- Self EmployedMay 2016 to Dec 2024
- Acacia Life InsuranceOct 2009 to Sep 2020
- Ameritas Life Insurance Corp.Oct 2009 to Sep 2020
- Union Central Life InsuranceOct 2009 to Sep 2020
- Full Circle Financial and Insurance ServicesAug 2002 to Dec 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law2005
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 2 states (CA, OR).
Foundations Investment Advisors LLC
$10.1BAssets managed
29,663Clients
293Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5021165
- Firm CRD
- 175083