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Timothy John Pippet

Investment adviser representative at RBC Capital Markets, LLC
23 yearsExperience
2 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

23 years in the industry.

  1. RBC Capital Markets, LLCMay 2024 to now
  2. City National Securities, IncMay 2021 to May 2024
  3. J.P. Morgan Securities Inc.Aug 2005 to May 2021
  4. JPMorgan Chase BankAug 2003 to May 2021

Exams passed

  • Series 63 · Uniform Securities Agent State Law2005
  • Series 65 · Uniform Investment Adviser Law2024

State registrations

Registered as an investment adviser representative in 2 states (PA, TX).

RBC Capital Markets, LLC

$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
5020237
Firm CRD
31194
Advisor's SEC record (opens in a new tab)
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