Diep Hoang ba Le
Investment adviser representative at Morgan Stanley
11 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$2TFirm assets
Are you Diep Hoang ba Le? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Morgan Stanley Private Bank, N.AMay 2018 to now
- Morgan StanleyApr 2018 to now
- Morgan Stanley Smith Barney LLCApr 2018 to now
- UnemployedOct 2017 to Apr 2018
- National Planning CorporationJul 2015 to Oct 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2005
- Series 65 · Uniform Investment Adviser Law2018
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Morgan Stanley
Legal name: Morgan Stanley Smith Barney LLC
$2TAssets managed
2,703,720Clients
23,165Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5018871
- Firm CRD
- 149777