Shaun Arthur Roberts
Investment adviser representative at Cetera Investment Advisers LLC
21 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$256.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
21 years in the industry.
- Cetera Investment Advisers LLCSep 2025 to now
- Cetera Wealth Services, LLCSep 2025 to now
- Sra Wealth Advisors, LLCJan 2024 to now
- Avantax Insurance Agency, LLCSep 2019 to Sep 2025
- TaxfyleJan 2017 to Jan 2018
- Ambit EnergyDec 2011 to Nov 2024
- Avantax Advisory ServicesFeb 2008 to Sep 2025
- Shaun Roberts Associates Ltd.Nov 2005 to Aug 2024
- Avantax Investment Services, Inc.Jul 2005 to Sep 2025
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2005
- Series 65 · Uniform Investment Adviser Law2007
State registrations
Registered as an investment adviser representative in 1 state (NY).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5007273
- Firm CRD
- 105644