James Michael Ocasio
Investment adviser representative at Fidelity Institutional Wealth Adviser LLC
13 yearsExperience
1 stateRegistered in
$9.4BFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- Fidelity Institutional Wealth Adviser LLCFeb 2023 to now
- Fidelity Distributors Company LLCJan 2023 to now
- UBS Financial ServicesMar 2022 to Dec 2022
- Hightower AdvisorsJul 2018 to Mar 2022
- Fischer and Company, LPJun 2013 to Jul 2018
Exams passed
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (TX).
Fidelity Institutional Wealth Adviser LLC
$9.4BAssets managed
65,862Clients
39Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 5004962
- Firm CRD
- 301896