Richard A Simpson
Investment adviser representative at Moran Wealth Management, LLC
11 yearsExperience
2 statesRegistered in
ChFC®, CFP® certificationDesignations
$5.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Moran Wealth Management, LLCMay 2022 to now
- Wells Fargo Advisors Financial Network, LLCMar 2021 to May 2022
- Cetera Investment Advisers LLCNov 2017 to Mar 2021
- Cetera Investment Services LLCNov 2017 to Mar 2021
- Regions BankNov 2017 to Feb 2021
- Bb&t BankOct 2015 to Oct 2017
- Bb&t Investment Services, Inc.Oct 2015 to Oct 2017
Designations
- ChFC®
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2012
- Series 65 · Uniform Investment Adviser Law2013
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Moran Wealth Management, LLC
$5.1BAssets managed
1,694Clients
34Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4999321
- Firm CRD
- 319208