Leslie ann Manuel Gutierrez
Investment adviser representative at Clifford Swan Investment Counselors
13 yearsExperience
1 stateRegistered in
$4.5BFirm assets
27 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
13 years in the industry.
- Clifford Swan Investment CounselorsApr 2025 to now
- UBS Financial Services IncSep 2013 to now
Exams passed
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 1 state (CA).
Clifford Swan Investment Counselors
Legal name: Clifford Swan Investment Counsel LLC
$4.5BAssets managed
970Clients
17Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4997993
- Firm CRD
- 108033