Spencer Mark Humphrey
Investment adviser representative at Soltis Investment Advisors, LLC
12 yearsExperience
1 stateRegistered in
$12BFirm assets
16 yearsFirm in business
Are you Spencer Mark Humphrey? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Soltis Investment Advisors, LLCNov 2020 to now
- TIAAMay 2014 to Oct 2020
- TIAA-CREF Individual & Institutional Services, LLCMay 2014 to Oct 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2005
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Soltis Investment Advisors, LLC
$12BAssets managed
5,414Clients
79Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4997701
- Firm CRD
- 154690