Brian Mccarthy
Investment adviser representative at Esi Financial Advisors
17 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$2.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
17 years in the industry.
- Equity Services, Inc.Apr 2026 to now
- National Life GroupApr 2026 to now
- Valic Financial Advisors, Inc.Aug 2025 to Apr 2026
- Equity Services IncJan 2024 to Aug 2025
- National LifeJan 2024 to Aug 2025
- Park Avenue SecuritiesJan 2022 to Jan 2024
- Guardian Life Insurance CompanyDec 2021 to Jan 2024
- National Financial Network/guardianDec 2021 to Dec 2021
- UnemployedSep 2021 to Dec 2021
- Morgan Stanley Smith Barney LLCJun 2009 to Sep 2021
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2006
State registrations
Registered as an investment adviser representative in 1 state (NY).
Esi Financial Advisors
Legal name: Equity Services, Inc.
$2.8BAssets managed
12,379Clients
504Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4997015
- Firm CRD
- 265