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Brian Michael Finnegan

Investment adviser representative at Northern Trust Investments, Incorporated
11 yearsExperience
1 stateRegistered in
$1.2TFirm assets
37 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feePerformance-basedOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

11 years in the industry.

  1. Northern Trust Investments, IncorporatedJun 2025 to now
  2. Northern TrustApr 2025 to now
  3. Northern Trust Securities, Inc.Apr 2025 to now
  4. BlackrockFeb 2015 to Mar 2025
  5. Blackrock Investments, LLCFeb 2015 to Mar 2025

Exams passed

  • Series 66 · Uniform Combined State Law2008

State registrations

Registered as an investment adviser representative in 1 state (NJ).

Northern Trust Investments, Incorporated

$1.2TAssets managed
41,027Clients
31Advisers
37 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
4995402
Firm CRD
105780
Advisor's SEC record (opens in a new tab)
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