Caroline Leventhal
Investment adviser representative at LPL Enterprise, LLC
8 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
8 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- Pruco Securities LLCJun 2024 to Nov 2024
- UnemployedOct 2022 to Jun 2024
- PricewaterhousecoopersMay 2021 to Oct 2022
- UnemployedFeb 2020 to May 2021
- Allianz Global Investors Distributors LLCSep 2016 to Feb 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2005
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (NY).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4994354
- Firm CRD
- 8733