Mary Kathryn Lockwood
Investment adviser representative at Paragon Private Wealth Management LLC
13 yearsExperience
1 stateRegistered in
$457.9MFirm assets
5 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
13 years in the industry.
- Paragon Private Wealth Management LLCSep 2023 to now
- Meridian Wealth Management, LLCJan 2020 to Sep 2023
- Morgan Stanley Private Bank, National AssociationApr 2013 to Jan 2020
- Morgan Stanley Smith Barney LLCApr 2013 to Jan 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 66 · Uniform Combined State Law2013
State registrations
Registered as an investment adviser representative in 1 state (KY).
Paragon Private Wealth Management LLC
$457.9MAssets managed
169Clients
4Advisers
5 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4992826
- Firm CRD
- 312817