Christopher Michael Slowey
Investment adviser representative at UBS Financial Services Inc.
20 yearsExperience
3 statesRegistered in
$915.8BFirm assets
55 yearsFirm in business
Are you Christopher Michael Slowey? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
20 years in the industry.
- UBS Financial Services Inc.Oct 2022 to now
- Bank of America, N.A.Dec 2020 to Oct 2022
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 2020 to Oct 2022
- G.distributors, LLCJul 2011 to Nov 2020
- Gabelli & Company, Inc.Jul 2006 to Nov 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 3 states (NJ, PA, TX).
UBS Financial Services Inc.
$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4991348
- Firm CRD
- 8174