Mark Charles Sullivan
Investment adviser representative at Clinton Investment Management, LLC
3 yearsExperience
1 stateRegistered in
$3.9BFirm assets
18 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
3 years in the industry.
- Clinton Investment Management, LLCJul 2017 to now
- Wells Fargo Funds Distributor, LLCMar 2017 to Jul 2017
- UnemployedNov 2016 to Mar 2017
- Bha Select Network, LLCJul 2014 to Nov 2016
- Brighton House Associates, LLCJul 2014 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2005
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 1 state (CT).
Clinton Investment Management, LLC
$3.9BAssets managed
2,146Clients
11Advisers
18 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4989516
- Firm CRD
- 143599