Bradley Aaron Banken
Investment adviser representative at Rossby Financial, LLC
12 yearsExperience
2 statesRegistered in
$854.8MFirm assets
3 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- Rossby Financial, LLCJun 2026 to now
- Oak Stream FinancialJun 2026 to now
- Cambridge Investment Research Advisors, Inc.Jul 2022 to now
- Cambridge Investment Research, Inc.Jun 2022 to now
- RetiredAug 2021 to May 2022
- Wells Fargo Securties LLCAug 2019 to Jul 2021
- Deutsche Bank Securities Inc.Nov 2018 to Aug 2019
- J.P. Morgan Securities LLCAug 2014 to Oct 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 2 states (IL, NJ).
Rossby Financial, LLC
$854.8MAssets managed
3,910Clients
31Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4980305
- Firm CRD
- 324631