David Ryan Mandel
Investment adviser representative at Francis LLC
13 yearsExperience
1 stateRegistered in
$0Firm assets
22 yearsFirm in business
Are you David Ryan Mandel? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
HourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Francis LLCDec 2019 to now
- Francis Investment CounselJan 2019 to now
- Nfp Securities, Inc.Mar 2013 to Jan 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 1 state (MN).
Francis LLC
$0Assets managed
97Clients
17Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4980051
- Firm CRD
- 130687