Nicholas Alexander Stock
Investment adviser representative at Tocqueville Asset Management LP
11 yearsExperience
11 statesRegistered in
$10.2BFirm assets
36 yearsFirm in business
Are you Nicholas Alexander Stock? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Tocqueville Asset Management LPMar 2021 to now
- UnemployedAug 2020 to Feb 2021
- CigpJan 2017 to Jul 2020
- University of Hong KongJul 2015 to Dec 2016
Exams passed
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 11 states (CA, CO, CT, DE, FL, IL, ME, NH, NJ, NY, PA).
Tocqueville Asset Management LP
$10.2BAssets managed
1,270Clients
32Advisers
36 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4979050
- Firm CRD
- 105690