Bruce Sanford Roby
Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial, LLCJun 2026 to now
- Wright-patt Credit UnionJun 2026 to now
- UnemployedMar 2026 to Jun 2026
- LPL Financial LLCMar 2023 to Mar 2026
- The Middlefield Banking CoMar 2023 to Mar 2026
- Sanford Account Management GroupJun 2021 to Mar 2023
- LPL Financial LLCMay 2019 to Jun 2021
- LPL FinancialSep 2016 to Jan 2017
- The Richwood Banking CompanySep 2016 to Jan 2017
- K&b FinancialApr 2016 to Apr 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 65 · Uniform Investment Adviser Law2008
State registrations
Registered as an investment adviser representative in 1 state (OH).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4978560
- Firm CRD
- 6413