Shauvi Rogers
Investment adviser representative at LPL Enterprise, LLC
20 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
20 years in the industry.
- LPL Enterprise, LLCSep 2025 to now
- W & S Brokerage Services, Inc.Oct 2024 to Sep 2025
- Western & Southern LifeOct 2024 to Sep 2025
- Canvass America, LLCSep 2024 to Nov 2024
- Keybank, NAJul 2019 to Jul 2024
- Jack Thistledown RacinoJul 2019 to Jan 2022
- Pnt Education, Formerly Known As Studypoint / StudysmartJun 2019 to Sep 2020
- Northwestern Mutual Investment Services LLCNov 2018 to May 2019
- Rasier LLCJul 2015 to Jun 2019
- Sen EntertainmentOct 2006 to Oct 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2019
- Series 66 · Uniform Combined State Law2025
State registrations
Registered as an investment adviser representative in 1 state (OH).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4975072
- Firm CRD
- 8733