Michael V Oshea
Investment adviser representative at LPL Financial LLC
16 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
16 years in the industry.
- BMO Harris BankMar 2026 to now
- LPL Financial LLCMar 2026 to now
- Equis FinancialJan 2023 to Mar 2026
- Nylife Securities LLCMar 2021 to Jan 2023
- New York Life Insurance CoSep 2020 to Jan 2023
- Bank of San FranciscoJun 2017 to Jun 2020
- Unionbanc Investment ServicesJul 2010 to Jun 2017
- Union BankMay 2010 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2021
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (CA).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4974995
- Firm CRD
- 6413