Stephen Wayne Wattles
Investment adviser representative at Raymond James Financial Services Advisors, Inc
13 yearsExperience
1 stateRegistered in
$390BFirm assets
17 yearsFirm in business
Are you Stephen Wayne Wattles? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Raymond James Financial Services Advisors, Inc.Mar 2026 to now
- Raymond James Financial Services, Inc.Dec 2025 to now
- Shawn Hittman Investment Planning LLCDec 2025 to now
- Breakthru BeverageOct 2021 to Nov 2025
- Roundy'sOct 2018 to Oct 2021
- AtrussMay 2017 to Oct 2018
- BusybusyJan 2017 to May 2017
- Katering KonceptsDec 2016 to Oct 2018
- Life InebriatedApr 2016 to Oct 2018
- Ret Dirt ExcursionsMar 2016 to Oct 2018
- Yoga4, LLCDec 2014 to Oct 2018
- Concealability LLCFeb 2014 to Oct 2018
- Wq Global LLCJan 2013 to Oct 2018
- JP Morgan Securities LLCJan 2013 to Feb 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2005
- Series 66 · Uniform Combined State Law2026
State registrations
Registered as an investment adviser representative in 1 state (WI).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4974804
- Firm CRD
- 149018