Nikki Kay Polistina
Investment adviser representative at Transce3nd LLC
13 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$418.9MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
13 years in the industry.
- Transce3nd LLCMar 2026 to now
- Realta Equities, Inc.Jul 2025 to now
- Purshe Kaplan Sterling InvestmentsJun 2018 to Jul 2025
- Stableford Capital LLCMay 2018 to Mar 2026
- Charles Schwab BankJun 2015 to Dec 2016
- Charles Schwab & Co., Inc.May 2013 to Apr 2018
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2005
- Series 63 · Uniform Securities Agent State Law2013
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Transce3nd LLC
$418.9MAssets managed
1,620Clients
42Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4957185
- Firm CRD
- 317745