Nicola S Nichol
Investment adviser representative at Rossby Financial, LLC
12 yearsExperience
1 stateRegistered in
CFADesignation
$854.8MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- Rossby Financial, LLCNov 2025 to now
- Financial Strategies of AmeliaNov 2025 to now
- Osaic Wealth, Inc.Jun 2024 to now
- Securities America AdvisorsDec 2014 to Jun 2024
- Securities America, Inc.Dec 2014 to Jun 2024
Designations
- CFA
Exams passed
- Series 66 · Uniform Combined State Law2005
State registrations
Registered as an investment adviser representative in 1 state (FL).
Rossby Financial, LLC
$854.8MAssets managed
3,910Clients
31Advisers
3 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4956896
- Firm CRD
- 324631