Brian David Swilling
Investment adviser representative at Rfg Advisory, LLC
11 yearsExperience
1 stateRegistered in
$8BFirm assets
12 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Rfg Advisory, LLCNov 2020 to now
- Private Client ServicesNov 2020 to now
- Rfg Advisory, LLC dba Navipath WealthNov 2020 to now
- Belk College of Uncc Alumni CouncilAug 2018 to now
- Charlotte Area Alumni Council of Pi Kappa PhiJan 2018 to now
- Navipath Partners, Inc. dba Navipath FinancialNov 2017 to now
- Various Insurance Carriers for W & R Insurance AgenciesJun 2015 to Nov 2020
- Waddell & Reed IncJun 2015 to Nov 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2006
- Series 65 · Uniform Investment Adviser Law2015
State registrations
Registered as an investment adviser representative in 1 state (NC).
Rfg Advisory, LLC
$8BAssets managed
17,410Clients
188Advisers
12 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4956839
- Firm CRD
- 158401