Adrian Edward Ramirez
Investment adviser representative at 3(38) Investment Fiduciaries
10 yearsExperience
1 stateRegistered in
$1BFirm assets
8 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Pension consulting
Experience
10 years in the industry.
- 3(38) Investment FiduciariesMay 2024 to now
- K(quote)May 2024 to now
- Monarch Plan AdvisorsMay 2024 to now
- Endeavor RetirementFeb 2023 to Apr 2024
- Swbc Investment Advisory Services LLCJun 2021 to Feb 2023
- Leafhouse Financial Advisors, LLCSep 2017 to May 2021
- Frost Investment AdvisorsJul 2016 to Aug 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2005
- Series 65 · Uniform Investment Adviser Law2014
State registrations
Registered as an investment adviser representative in 1 state (TX).
3(38) Investment Fiduciaries
Legal name: 3(38) Investment Fiduciaries Inc.
$1BAssets managed
207Clients
2Advisers
8 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 4955337
- Firm CRD
- 298053